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  1. Safety
  • Year report
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  • SES RP3
  • Overview
    • Contextual information
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  • Safety
    • PRB monitoring
    • EoSM
    • Safety occurrences
      • Runway incursions
      • Separation minima infringements
      • Occurrences reporting
    • ASDRS

  • Environment
    • PRB monitoring
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      • Horizontal flight efficiency

  • Capacity
    • PRB monitoring
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    • PRB monitoring
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      • Regulatory Result

Safety - SES RP3

PRB monitoring

▪ Safety remains the highest priority and ANSPs handled safety well since the outbreak of the pandemic. Safety levels overall remained as before COVID-19.

▪ 13 ANSPs achieved the RP3 targets for the Effectiveness of Safety Management for all management objectives (based on the new revised questionnaire used in 2020).

▪ In view of the lower traffic levels, incidents and accidents related to the provision of air navigation services decreased, and the rate of occurrences remained stable compared to 2019.

Effectiveness of Safety Management (EoSM) (KPI#1)

Focus on EoSM

Number of ANSPs on Target

In 2020, 20 ANSPs did not achieve the RP3 target of a minimum maturity level D in safety risk management and minimum maturity level C in all other management objectives20 ANSPs did not achieve the RP3 target of a minimum maturity level D in safety risk management and minimum maturity level C in all other management objectives ).10 Of those 20 ANSPs, eight ANSPs did not achieve the safety risk management and other MO targets (, while the other 12 ANSPs achieved the target in either safety risk management or all other management objectives but not both.

Actual versus planned

For the safety risk management objective, the achieved levels were higher than Member States planned to achieve in their draft 2019 performance plans. Six ANSPs planned to achieve the safety risk management target in 2020, but 15 ANSPs reported achieving the target.

ANSPs achieving the targets and Score

• 15 out of 33 ANSPs achieved the 2024 RP3 target level D for safety risk management.
• 23 out of 33 ANSPs achieved the 2024 RP3 target level for all other MOs (the four management objectives other than safety risk management).
• 13 out of 33 ANSPs achieved the 2024 EoSM targets on all MOs for RP3.
• The average EoSM score achieved by all ANSPs is 88. The minimum score achieved by an individual ANSPs is 64, while the maximum EoSM score is 100.


Number of ANSPs per Management Objective

18 ANSPs did not reach the target level D for the safety risk management objective, eight ANSPs did not reach the safety culture and safety policy & objectives management objectives, seven ANSPs did not achieve the assurance management objective, and six ANSPs did not achieve the promotion management objective.

Interdependency

Majority of ANSPs are at maturity level C for interdependencies management objective. There is room for improvement since four ANSPs are at level B. interdependencies management objective is particularly important during and after the pandemic when the pressures to trade-off resources towards other business objectives of the organisation are intensified due to loss of traffic and revenues.

Safety occurrences

Rate of runway incursions (RIs) (PI#1)

Rate of RI per 100,000 airport movements
TOP 10 APTs in terms of movements
TOP 10 APTs in terms of number of RIs
TOP 10 APTs in terms of rate of RIs
# Airport name APT mvts. Number of RI Rate RI per 100,000 mvts. # Airport name APT mvts. Number of RI Rate RI per 100,000 mvts. # Airport name APT mvts. Number of RI Rate RI per 100,000 mvts.
1 Amsterdam - Schiphol 241,400 0 0.00 1 Málaga 61,649 12 19.47 1 Bydgoszcz 2,109 2 94.83
2 Paris-Charles-de-Gaulle 220,880 3 1.36 2 Oslo - Gardermoe 125,428 4 3.19 2 Erfurt 9,731 0 20.55
3 Frankfurt 218,605 0 2.29 3 Paris-Charles-de-Gaulle 220,880 3 1.36 3 Málaga 61,649 12 19.47
4 Madrid - Barajas 165,662 1 0.60 4 Rouen 21,670 3 13.84 4 Berlin - Brandenburg 43,167 1 16.22
5 Munich 150,740 0 2.65 5 Trondheim 36,869 2 5.42 5 Rouen 21,670 3 13.84
6 Oslo - Gardermoe 125,428 4 3.19 6 Bydgoszcz 2,109 2 94.83 6 Saarbruecken 8,177 0 12.23
7 Barcelona 122,670 0 0.00 7 Krakow - Balice 27,087 2 7.38 7 Lille-Lesquin 20,608 2 9.70
8 Athinai-Eleftherios Venizelos 109,145 0 0.00 8 Palma de Mallorca 76,978 2 2.60 8 Poznan - Lawica 10,833 1 9.23
9 Vienna 108,129 1 0.92 9 Perpignan-Rivesaltes 46,880 2 4.27 9 Bremen 26,338 NA 7.59
10 Zürich 105,403 2 1.90 10 Lille-Lesquin 20,608 2 9.70 10 Krakow - Balice 27,087 2 7.38
Focus on runway incursions

RI rate

In 2020, the rate of runway incursions reduced by almost 50%. This was expected since there were less aircraft in the skies due to COVID pandemic. The rates of runway incursion occurrences at Union-wide level are sensitive to the number of movements which both fell significantly.

RI 2020-2021

For SPI1c and SPI1d (the rates of occurrences that only consider occurrences with ANS/CNS contribution), the rates are reduced to 5.1 and 1.8 for SMIs and RIs respectively. This indicates that ANS and CNS services contributed to fewer RIs than SMIs. In other words, ANSPs have greater influence and managerial control of ensuring separation between aircraft in the airspace than in preventing the incursionary presence of an aircraft, vehicle, or person on the runway of an airport.

RI with Safety Impact by State

The highest rate occurred in Sweden (35.5), although Sweden declared it was not able to discriminate occurrences that had a safety impact and therefore reported all types of RIs regardless of the associated safety risk. This means that the number of RIs is higher and so the rate is not comparable to other Member States. On the contrary, five Member States (Cyprus, Hungary, Latvia, Portugal, and Romania) reported no RIs at their airports.

RI with Safety Impact by Airport

Out of 156 airports covered by the performance and charging scheme, only 44 airports reported RIs that had an ATS/CNS contribution. For better readability, the 112 airports included in the performance and charging scheme that reported no RIs are not shown in the figure. The majority of the 44 airports reported one or two RIs. This makes the rates of runway incursions at airports with a low number of movements very sensitive to the presence of occurrences.

Rate of separation minima infringements (SMIs) (PI#2)

Rate of SMI with ANS contribution per 100,000 flight hours
# State
Flight hours
Number of SMIs
Rate of SMI per 100,000 flight hours
% variation in rate of SMIs
2020 2021 2022 2023 2024 2020 2021 2022 2023 2024 2020 2021 2022 2023 2024 2020 2021 2022 2023 2024
1 Austria 155,355 NA NA NA NA 7 NA NA NA NA 4.5 NA NA NA NA NA NA NA NA NA
2 Belgium 55,762 NA NA NA NA 1 NA NA NA NA 1.8 NA NA NA NA NA NA NA NA NA
3 Bulgaria 127,863 NA NA NA NA 1 NA NA NA NA 0.8 NA NA NA NA NA NA NA NA NA
4 Croatia 106,693 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
5 Cyprus 78,614 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
6 Czech Republic 113,261 NA NA NA NA 7 NA NA NA NA 6.2 NA NA NA NA NA NA NA NA NA
7 Denmark 98,936 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
8 Estonia 33,558 NA NA NA NA 4 NA NA NA NA 11.9 NA NA NA NA NA NA NA NA NA
9 Finland 57,321 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
10 France 1,051,941 NA NA NA NA 133 NA NA NA NA 12.6 NA NA NA NA NA NA NA NA NA
11 Germany 700,899 NA NA NA NA 6 NA NA NA NA 0.9 NA NA NA NA NA NA NA NA NA
12 Greece 276,276 NA NA NA NA 24 NA NA NA NA 8.7 NA NA NA NA NA NA NA NA NA
13 Hungary 116,008 NA NA NA NA 2 NA NA NA NA 1.7 NA NA NA NA NA NA NA NA NA
14 Ireland 131,294 NA NA NA NA 2 NA NA NA NA 1.5 NA NA NA NA NA NA NA NA NA
15 Italy 494,359 NA NA NA NA 26 NA NA NA NA 5.3 NA NA NA NA NA NA NA NA NA
16 Latvia 39,170 NA NA NA NA 1 NA NA NA NA 2.5 NA NA NA NA NA NA NA NA NA
17 Lithuania 36,493 NA NA NA NA 1 NA NA NA NA 2.7 NA NA NA NA NA NA NA NA NA
18 Luxembourg 5,067 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
19 MUAC 289,985 NA NA NA NA 5 NA NA NA NA 1.7 NA NA NA NA NA NA NA NA NA
20 Malta 40,016 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
21 Netherlands 88,456 NA NA NA NA 31 NA NA NA NA 35.0 NA NA NA NA NA NA NA NA NA
22 Norway 235,547 NA NA NA NA 27 NA NA NA NA 11.5 NA NA NA NA NA NA NA NA NA
23 Poland 221,029 NA NA NA NA 8 NA NA NA NA 3.6 NA NA NA NA NA NA NA NA NA
24 Portugal 175,009 NA NA NA NA 10 NA NA NA NA 5.7 NA NA NA NA NA NA NA NA NA
25 Romania 171,847 NA NA NA NA 3 NA NA NA NA 1.8 NA NA NA NA NA NA NA NA NA
26 Slovakia 41,055 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
27 Slovenia 28,029 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
28 Spain 741,278 NA NA NA NA 25 NA NA NA NA 3.4 NA NA NA NA NA NA NA NA NA
29 Sweden 199,288 NA NA NA NA 2 NA NA NA NA 1.0 NA NA NA NA NA NA NA NA NA
30 Switzerland 150,242 NA NA NA NA 0 NA NA NA NA 0.0 NA NA NA NA NA NA NA NA NA
Focus on separation minima

SMI

in 2020, the rate of separation minima infringements reduced by almost 50%. This was expected since there were less aircraft in the skies due to COVID pandemic. The separation minima infringement occurrences at Union-wide level are sensitive to the number of movements which both fell significantly

SMI 2020-2021

N/A

SMI by State

Only 20 ANSPs reported SMIs which had an ATS/CNS contribution.

The highest rate occurred in the Netherlands (27.06), although it includes all infringements in MUAC due to unavailability of MUAC data split across the four Member States responsible for the airspace. On the opposite side, three Member States (Portugal, Slovenia, and Slovakia) reported no SMIs within their airspace.

Note the highest rate of SMIs was in LVNL airspace (37.4 SMIs per 100,000 flight hours), which results from the second highest absolute numbers of occurrences (31 SMIs) and fewer flight-controlled hours than DSNA. LVNL has a good record in the EoSM questionnaire having achieved the 2024 safety target in all objectives other than in the safety risk management objective, which is at level C. Nevertheless, LVNL should consider looking into the reasons contributing to this rate and take appropriate mitigating actions, if necessary.

Quality of occurences reporting

Occurrence reporting quality

For the calculation of the indicators related to SMIs and RIs (SPI1a, SPI1b, SPI1c, and SPI1d), RP3 safety supporting material requires that occurrences data reported in the ECR under Commission Regulation (EU) No 376/2014 is used. However, so far in RP3, EASA has not been able to extract data from the ECR containing all needed information to compute the SPIs. This is because of the overall poor quality of the data uploaded to the ECR: A significant part of occurrences extracted from ECR did not contain information on severity and risk, as required to compute the SPIs, and in many cases basic information was missing. Member States had to extract the occurrences from their own national databases with no further involvement from or verification by EASA.

For the calculation of the indicators related to SMIs and RIs (SPI1a, SPI1b, SPI1c, and SPI1d), the occurrences that should be used in the computation of the different rates are only those that have a “safety impact”. Whether an occurrence has a safety impact or not should be determined by NSAs using the common European Risk Classification Scheme (ERCS), and by ANSPs through the severity classification using the Risk Analysis Tool (RAT). This information was barely found encoded in the ECR’s occurrences. While there has been some improvement, it is not such that the values may be calculated using ECR data as planned.

It is likely that some have not applied the ERCS and RAT resulting in greater subjectivity in ANSP and NSA interpretations of what constitutes an occurrence that had a safety impact. Nevertheless, this does not invalidate the analysis, but it should be taken into consideration when interpreting the data.

 
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